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Secure UPI - Is it mandatory for SEBI research analysts & Investment advisors?
Scanning UPI Image credit: https://www.freepik.com SEBI has taken a radical step towards investor protection when they issued a circular...
Sep 23 min read
NISM - The most important requirement for Research analyst and Investment advisor
Regulation 7 of SEBI RA Regulations, 2014 and SEBI IA Regulations 2013 stipulates the mandatory requirement of holding valid NISM...
Aug 242 min read
Accessibility Audit for SEBI‑Regulated Entities: A Simple Step‑by‑Step Guide
Making your digital platforms usable for persons with disabilities isn’t just good practice—it’s now mandatory for all SEBI‑regulated...
Aug 193 min read
Essential Compliance Documents Every SEBI-Registered Research Analyst Must Maintain
In the dynamic landscape of India’s securities market, Research Analysts (RAs) play a vital role in enabling informed investment...
Aug 162 min read
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